Dow Jones U.S. Investment Services Index

D.J. US Investment Services Top 10: Value Investment Strategy

TOP 10 Value	VALUEVVV		GROWTHVV		SAFETYVV		COMBINED
1. Oppenheimer (L, US)  Investment Banking & Brokerage
1. Oppenheimer (L, US)   Investment Banking & Brokerage	94		56		3		26
2. FBR (S, US)  Investment Banking & Brokerage
2. FBR (S, US)   Investment Banking & Brokerage	78		100		85		92
3. BGC (L, US)  Investment Banking & Brokerage
3. BGC (L, US)   Investment Banking & Brokerage	74		75		5		63
4. Piper Jaffray (L, US)  Investment Banking & Brokerage
4. Piper Jaffray (L, US)   Investment Banking & Brokerage	73		100		73		100
5. INTL FCStone (XXL, US)  Investment Banking & Brokerage
5. INTL FCStone (XXL, US)   Investment Banking & Brokerage	69		5		54		25
6. GAIN Capital (S, US)  Specialized Finance
6. GAIN Capital (S, US)   Specialized Finance	68		100		69		90
7. PHH (M, US)  Thrifts & Mortgage Finance
7. PHH (M, US)   Thrifts & Mortgage Finance	64		80		58		90
8. Goldman Sachs (XXL, US)  Investment Banking & Brokerage
8. Goldman Sachs (XXL, US)   Investment Banking & Brokerage	62		29		17		17
9. Global Brokerage (S, US)  Investment Banking & Brokerage
9. Global Brokerage (S, US)   Investment Banking & Brokerage	52		100		50		50
10. Nasdaq (XL, US)  Specialized Finance
10. Nasdaq (XL, US)   Specialized Finance	50		15		93		69

January 1, 2014. Top 10s are published weekly by Top 10 schedule. (Free Stock Update)

D.J. US Investment Services Top 10: Growth Investment Strategy

TOP 10 Growth	VALUEVVV		GROWTHVV		SAFETYVV		COMBINED
1. FBR (S, US)   Investment Banking & Brokerage
1. FBR (S, US)   Investment Banking & Brokerage	78		100		85		92
2. Piper Jaffray (L, US)   Investment Banking & Brokerage
2. Piper Jaffray (L, US)   Investment Banking & Brokerage	73		100		73		100
3. GAIN Capital (S, US)   Specialized Finance
3. GAIN Capital (S, US)   Specialized Finance	68		100		69		90
4. Global Brokerage (S, US)   Investment Banking & Brokerage
4. Global Brokerage (S, US)   Investment Banking & Brokerage	52		100		50		50
5. E*TRADE (L, US)   Investment Banking & Brokerage
5. E*TRADE (L, US)   Investment Banking & Brokerage	12		100		56		23
6. Virtu ITG (M, US)   Investment Banking & Brokerage
6. Virtu ITG (M, US)   Investment Banking & Brokerage	14		100		24		50
7. TD Ameritrade (XL, US)   Investment Banking & Brokerage
7. TD Ameritrade (XL, US)   Investment Banking & Brokerage	17		100		38		1
8. Charles Schwab (XL, US)   Investment Banking & Brokerage
8. Charles Schwab (XL, US)   Investment Banking & Brokerage	13		88		60		22
9. Moody's (XL, US)   Specialized Finance
9. Moody's (XL, US)   Specialized Finance	11		86		1		1
10. MarketAxess (M, US)   Specialized Finance
10. MarketAxess (M, US)   Specialized Finance	1		84		67		17

January 1, 2014. Top 10s are published weekly by Top 10 schedule. (Free Stock Update)

D.J. US Investment Services Top 10: Safety Investment Strategy

TOP 10 Safety	VALUEVVV		GROWTHVV		SAFETYVV		COMBINED
1. Greenhill (S, US)   Investment Banking & Brokerage
1. Greenhill (S, US)   Investment Banking & Brokerage	14		33		100		1
2. Nasdaq (XL, US)   Specialized Finance
2. Nasdaq (XL, US)   Specialized Finance	50		15		93		69
3. MSCI (L, US)   Specialized Finance
3. MSCI (L, US)   Specialized Finance	26		31		92		44
4. Interactive Brokers (L, US)   Investment Banking & Brokerage
4. Interactive Brokers (L, US)   Investment Banking & Brokerage	48		9		87		55
5. FBR (S, US)   Investment Banking & Brokerage
5. FBR (S, US)   Investment Banking & Brokerage	78		100		85		92
6. Piper Jaffray (L, US)   Investment Banking & Brokerage
6. Piper Jaffray (L, US)   Investment Banking & Brokerage	73		100		73		100
7. CME Group (XL, US)   Specialized Finance
7. CME Group (XL, US)   Specialized Finance	45		57		70		100
8. GAIN Capital (S, US)   Specialized Finance
8. GAIN Capital (S, US)   Specialized Finance	68		100		69		90
9. MarketAxess (M, US)   Specialized Finance
9. MarketAxess (M, US)   Specialized Finance	1		84		67		17
10. LPLIH (XL, US)   Investment Banking & Brokerage
10. LPLIH (XL, US)   Investment Banking & Brokerage	17		40		67		13

January 1, 2014. Top 10s are published weekly by Top 10 schedule. (Free Stock Update)

D.J. US Investment Services Top 10: Combined Investment Strategy

TOP 10 Combined	VALUEVVV		GROWTHVV		SAFETYVV		COMBINED
1. Piper Jaffray (L, US)   Investment Banking & Brokerage
1. Piper Jaffray (L, US)   Investment Banking & Brokerage	73		100		73		100
2. CME Group (XL, US)   Specialized Finance
2. CME Group (XL, US)   Specialized Finance	45		57		70		100
3. FBR (S, US)   Investment Banking & Brokerage
3. FBR (S, US)   Investment Banking & Brokerage	78		100		85		92
4. GAIN Capital (S, US)   Specialized Finance
4. GAIN Capital (S, US)   Specialized Finance	68		100		69		90
5. PHH (M, US)   Thrifts & Mortgage Finance
5. PHH (M, US)   Thrifts & Mortgage Finance	64		80		58		90
6. Nasdaq (XL, US)   Specialized Finance
6. Nasdaq (XL, US)   Specialized Finance	50		15		93		69
7. BGC (L, US)   Investment Banking & Brokerage
7. BGC (L, US)   Investment Banking & Brokerage	74		75		5		63
8. Interactive Brokers (L, US)   Investment Banking & Brokerage
8. Interactive Brokers (L, US)   Investment Banking & Brokerage	48		9		87		55
9. Global Brokerage (S, US)   Investment Banking & Brokerage
9. Global Brokerage (S, US)   Investment Banking & Brokerage	52		100		50		50
10. Virtu ITG (M, US)   Investment Banking & Brokerage
10. Virtu ITG (M, US)   Investment Banking & Brokerage	14		100		24		50

January 1, 2014. Top 10s are published weekly by Top 10 schedule. (Free Stock Update)

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Top 10 lists may contain fewer than 10 stocks due to Obermatt’s top 10 quality standards.

Top 10 Stocks from the purely finance fact-based Obermatt Method for the investment strategies Value, Growth and Safety in the stock index Dow Jones U.S. Investment Services Index from January 1, 2014.