Dow Jones U.S. Investment Services Index

D.J. US Investing Top 10: Value Investment Strategy

TOP 10 Value	VALUEVVV		GROWTHVV		SAFETYVV		COMBINED
1. Oppenheimer (L, US)  Investment Banking & Brokerage
1. Oppenheimer (L, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
2. FBR (S, US)  Investment Banking & Brokerage
2. FBR (S, US)   Investment Banking & Brokerage	78		100		85		92
3. BGC (L, US)  Investment Banking & Brokerage
3. BGC (L, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
4. Piper Jaffray (L, US)  Investment Banking & Brokerage
4. Piper Jaffray (L, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
5. INTL FCStone (XXL, US)  Investment Banking & Brokerage
5. INTL FCStone (XXL, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
6. GAIN Capital (S, US)  Specialized Finance
6. GAIN Capital (S, US)   Specialized Finance	n/a		n/a		n/a		n/a
7. PHH (M, US)  Thrifts & Mortgage Finance
7. PHH (M, US)   Thrifts & Mortgage Finance	n/a		n/a		n/a		n/a
8. Goldman Sachs (XXL, US) ☀  Investment Banking & Brokerage
8. Goldman Sachs (XXL, US) ☀   Investment Banking & Brokerage	62		29		17		17
9. Global Brokerage (S, US)  Investment Banking & Brokerage
9. Global Brokerage (S, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
10. Nasdaq (XL, US) ☀  Specialized Finance
10. Nasdaq (XL, US) ☀   Specialized Finance	n/a		n/a		n/a		n/a

January 1, 2014. Top 10s are published weekly by Top 10 schedule. (Free Stock Update)

D.J. US Investing Top 10: Growth Investment Strategy

TOP 10 Growth	VALUEVVV		GROWTHVV		SAFETYVV		COMBINED
1. FBR (S, US)   Investment Banking & Brokerage
1. FBR (S, US)   Investment Banking & Brokerage	78		100		85		92
2. Piper Jaffray (L, US)   Investment Banking & Brokerage
2. Piper Jaffray (L, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
3. GAIN Capital (S, US)   Specialized Finance
3. GAIN Capital (S, US)   Specialized Finance	n/a		n/a		n/a		n/a
4. Global Brokerage (S, US)   Investment Banking & Brokerage
4. Global Brokerage (S, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
5. E*TRADE (L, US)   Investment Banking & Brokerage
5. E*TRADE (L, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
6. Virtu ITG (M, US)   Investment Banking & Brokerage
6. Virtu ITG (M, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
7. TD Ameritrade (XL, US)   Investment Banking & Brokerage
7. TD Ameritrade (XL, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
8. Charles Schwab (XL, US)   Investment Banking & Brokerage
8. Charles Schwab (XL, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
9. Moody's (XL, US) ☀   Specialized Finance
9. Moody's (XL, US) ☀   Specialized Finance	n/a		n/a		n/a		n/a
10. MarketAxess (M, US) ☀   Specialized Finance
10. MarketAxess (M, US) ☀   Specialized Finance	n/a		n/a		n/a		n/a

January 1, 2014. Top 10s are published weekly by Top 10 schedule. (Free Stock Update)

D.J. US Investing Top 10: Safety Investment Strategy

TOP 10 Safety	VALUEVVV		GROWTHVV		SAFETYVV		COMBINED
1. Greenhill (S, US)   Investment Banking & Brokerage
1. Greenhill (S, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
2. Nasdaq (XL, US) ☀   Specialized Finance
2. Nasdaq (XL, US) ☀   Specialized Finance	n/a		n/a		n/a		n/a
3. MSCI (L, US) ☀   Specialized Finance
3. MSCI (L, US) ☀   Specialized Finance	n/a		n/a		n/a		n/a
4. Interactive Brokers (L, US)   Investment Banking & Brokerage
4. Interactive Brokers (L, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
5. FBR (S, US)   Investment Banking & Brokerage
5. FBR (S, US)   Investment Banking & Brokerage	78		100		85		92
6. Piper Jaffray (L, US)   Investment Banking & Brokerage
6. Piper Jaffray (L, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
7. CME Group (XL, US)   Specialized Finance
7. CME Group (XL, US)   Specialized Finance	45		57		70		100
8. GAIN Capital (S, US)   Specialized Finance
8. GAIN Capital (S, US)   Specialized Finance	n/a		n/a		n/a		n/a
9. MarketAxess (M, US) ☀   Specialized Finance
9. MarketAxess (M, US) ☀   Specialized Finance	n/a		n/a		n/a		n/a
10. LPLIH (XL, US) ☀   Investment Banking & Brokerage
10. LPLIH (XL, US) ☀   Investment Banking & Brokerage	n/a		n/a		n/a		n/a

January 1, 2014. Top 10s are published weekly by Top 10 schedule. (Free Stock Update)

D.J. US Investing Top 10: Combined Investment Strategy

TOP 10 Combined	VALUEVVV		GROWTHVV		SAFETYVV		COMBINED
1. Piper Jaffray (L, US)   Investment Banking & Brokerage
1. Piper Jaffray (L, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
2. CME Group (XL, US)   Specialized Finance
2. CME Group (XL, US)   Specialized Finance	45		57		70		100
3. FBR (S, US)   Investment Banking & Brokerage
3. FBR (S, US)   Investment Banking & Brokerage	78		100		85		92
4. GAIN Capital (S, US)   Specialized Finance
4. GAIN Capital (S, US)   Specialized Finance	n/a		n/a		n/a		n/a
5. PHH (M, US)   Thrifts & Mortgage Finance
5. PHH (M, US)   Thrifts & Mortgage Finance	n/a		n/a		n/a		n/a
6. Nasdaq (XL, US) ☀   Specialized Finance
6. Nasdaq (XL, US) ☀   Specialized Finance	n/a		n/a		n/a		n/a
7. BGC (L, US)   Investment Banking & Brokerage
7. BGC (L, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
8. Interactive Brokers (L, US)   Investment Banking & Brokerage
8. Interactive Brokers (L, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
9. Global Brokerage (S, US)   Investment Banking & Brokerage
9. Global Brokerage (S, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a
10. Virtu ITG (M, US)   Investment Banking & Brokerage
10. Virtu ITG (M, US)   Investment Banking & Brokerage	n/a		n/a		n/a		n/a

January 1, 2014. Top 10s are published weekly by Top 10 schedule. (Free Stock Update)

☀ This company has a special achievement which is documented on its stock research page.

Top 10 lists may contain fewer than 10 stocks due to Obermatt’s top 10 quality standards.

Top 10 Stocks from the purely finance fact-based Obermatt Method for the investment strategies Value, Growth and Safety in the stock index Dow Jones U.S. Investment Services Index from January 1, 2014.